基于CTGAN数据增强的土石坝溃坝峰值流量预测
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(西安理工大学省部共建西北旱区生态水利国家重点实验室,陕西 西安710048 )

作者简介:

李炎隆(1980—),男,教授,博士,主要从事土石坝安全评价和风险分析研究。E-mail:liyanlong@xaut.edu.cn

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中图分类号:

TV122.5;TV641

基金项目:

国家杰出青年科学基金项目(52125904);陕西省创新科研团队项目(2022TD-01)


Prediction of peak discharge of earth-rock dam failure based on CTGAN data augmentation
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(State Key Laboratory of Eco-hydraulics in Northwest Arid Region, Xi’an University of Technology, Xi’an 710048, China)

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    摘要:

    为准确预测土石坝溃坝峰值流量,建立了包含156个土石坝溃坝案例的数据库,并基于溃坝过程和相关性分析,选取坝型、溃坝模式、溃口以上水深和溃口以上库容为预测洪峰流量的控制变量。由于数据量有限且溃坝数据难以获取,使用条件表格生成对抗网络(CTGAN)增强土石坝溃坝数据,以增加样本多样性,丰富模型训练信息,并提高泛化能力。基于增强数据,采用CatBoost算法构建溃坝峰值流量预测模型。结果表明,基于增强数据建立的模型预测精度更高,拟合系数达0.93,展现出卓越的预测性能。结合可解释机器学习(SHAP)模型分析发现溃口以上库容对峰值流量的影响最为显著,溃口以上水位次之。

    Abstract:

    In order to accurately predict the peak discharge of earth-rock dam failure, a database containing 156 cases of earth-rock dam failure was established. Based on the failure process and correlation analysis, the dam type, failure mode, the height of water above the breach, and the volume of water stored above the breach were selected as control variables. Considering the constraints of limited available data and the difficulty in obtaining dam failure data, a conditional tabular generative adversarial network (CTGAN) was used to augment the earth-rock dam failure data, so as to increase the diversity of samples, enrich the model training information, and improve the generalization ability. Based on the augmented data, a peak discharge prediction model was constructed using the CatBoost algorithm. The results show that the model based on the augmented data achieves higher prediction accuracy, with a coefficient of determination reaching 0.93, demonstrating excellent prediction performance. Combined with the shapley additive explanation (SHAP) analysis, it is found that the volume of water stored above the breach has the most significant impact on the peak discharge, followed by the height of water above the breach.

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李炎隆,田智雯,张野,等.基于CTGAN数据增强的土石坝溃坝峰值流量预测[J].水利水电科技进展,2025,45(3):70-76.(LI Yanlong, TIAN Zhiwen, ZHANG Ye, et al. Prediction of peak discharge of earth-rock dam failure based on CTGAN data augmentation[J]. Advances in Science and Technology of Water Resources,2025,45(3):70-76.(in Chinese))

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  • 收稿日期:2024-04-07
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  • 在线发布日期: 2025-05-20
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