基于区间规划的沙颍河流域排污权交易方案优选
作者:
作者单位:

(1.郑州大学水利科学与工程学院,河南 郑州 450001;2.郑州大学生态与环境学院,河南 郑州 450001;3.山脉科技股份有限公司,陕西 西安 710075)

作者简介:

窦明(1975—),男,教授,博士,主要从事水资源与水环境研究。E-mail:dou_ming@163.com

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中图分类号:

X196

基金项目:

国家自然科学基金(51879239);河南省高等学校重点科研项目计划(21A570008)


Optimization of emission right trading schemes in the Shaying River Basin based on interval planning
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Affiliation:

(1.School of Water Conservancy Engineering, Zhengzhou University, Zhengzhou 450001, China;2.School of Ecology and Environment, Zhengzhou University, Zhengzhou 450001, China;3.Summit Technologies Co., Ltd., Xi'an 710075, China)

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    摘要:

    针对排污权交易中水体纳污能力、排污负荷、保护目标等因素的变化使得排污权交易过程具有很大的不确定性的问题,引入区间规划理论寻求考虑这些不确定因素情况下的最优解。采用MIKE11模型模拟沙颍河水量和水质过程,得到不同来水情势下各水功能区的纳污能力过程;应用环境容量模型进行初始排污权分配,提出基于区间规划的排污权交易模型和多目标优化求解方法,得到各计算单元在不同工况下的排污权交易区间值。结果表明,在优化后的排污权交易方案中,沙颍河流域经济效益增加582066万~1217602万元,剩余的环境容量为0~16948t/a,水质达标率提升至85%~90%;经过区间规划优选出的方案,能体现排污权交易的不确定性因素,减少交易过程中各制约因素变化产生的影响。

    Abstract:

    Aiming at the issue of significant uncertainty in the process of emission trading due to changes in factors such as water pollution carrying capacity, pollution load, and protection goals, interval programming theory was introduced to seek the optimal solution considering these uncertain factors. The MIKE11 model was used to simulate the water quantity and quality process of the Shaying River, and the pollutant carrying capacity process of each water functional area under different inflow conditions was obtained. The environmental capacity model was used for initial allocation of emission permits, the emission permit trading model based on interval planning and multi-objective optimization solution method were proposed, and the interval values of emission permit trading for each calculation unit under different operating conditions were obtained. The results show that in the optimized emission trading plan, the economic benefits of the Shaying River Basin increase by 5820.66 million to 12176.02 million yuan, the remaining environmental capacity is 0 to 16948t/a, and the water quality compliance rate increases by 85% to 90%. The scheme selected through interval planning can reflect the uncertainty factors of emission trading and reduce the impact of changes in various constraints during the trading process.

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窦明,张森,王艳艳,等.基于区间规划的沙颍河流域排污权交易方案优选[J].水资源保护,2023,39(3):126-133.(DOU Ming, ZHANG Sen, WANG Yanyan, et al. Optimization of emission right trading schemes in the Shaying River Basin based on interval planning[J]. Water Resources Protection,2023,39(3):126-133.(in Chinese))

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  • 收稿日期:2022-04-20
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  • 在线发布日期: 2023-05-30
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